@phelpscharlie
@phelpscharlie
Strategic compliance leader with 10+ years of experience across financial crime, BSA/AML, and sanctions programs in both traditional and digital finance. Trusted advisor to senior leadership with a strong track record of overseeing tokenized products, broker-dealer governance, and fund distribution platforms. Adept at leading regulatory engagements, uplifting third-party AML programs, managing risk frameworks, and operationalizing controls across high-growth, fast paced, cross-functional environments....
Member since June 2025